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Tag: Compliance

M&T to iron out money-laundering compliance issues

(Biz Journals) M&T Bank has 60 days to fix its anti-money laundering compliance program, according to a newly released written agreement between the Buffalo bank and the Federal Reserve. The June 17 agreement lays out several provisions the bank must meet in order to satisfy the Fed’s concerns, which came to light in April as…
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Why control may be contrary to compliance

(SAS) A health care organization that experienced a breach of sensitive patient information is battening down the hatches. As part of the process of shoring up compliance, an effort is being made to reassess existing user access levels and rules. At last check, more than 500 discrete user access levels were identified. The number is mind-boggling. It clearly…
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Corruption and the Arab Spring: Compliance Implications for International Companies

The FCPA Report published an article written by Peter B. Clark and ECI Board member, Dr. Bradley Bondi, partners at Cadwalader, Wickersham & Taft, along with James A. Treanor, an associate at the firm. In the article, Corruption and the Arab Spring: Compliance Implications for International Companies, the authors provide insight into the endemic corruption…
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Executive Roadmap to Fraud Prevention and Internal Control: Creating a Culture of Compliance

ECI’s Chairperson, Martin Biegelman, released the second edition of his book Executive Roadmap to Fraud Prevention and Internal Control: Creating a Culture of Compliance. The book, now in its second edition, assists corporate executives and managers in understanding the full benefits of good corporate governance, ethics and compliance. It details how to develop a best…
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